SEC Form 4 · accession 0001225208-18-012573
PCM, INC. · PCMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon M Abuyounes
Officer — President, PCM Logistics, LLC
Period of report
Aug 10, 2018
Accepted (ET)
Aug 14, 2018 · 7:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON | Aug 10, 2018 | M | 9,389 | $4.01 | A | 58,046 | D | |
| COMMONF2 | Aug 10, 2018 | S | 9,389 | $23.6365 | D | 48,657 | D | |
| COMMON | Aug 13, 2018 | M | 18,424 | $4.01 | A | 67,081 | D | |
| COMMONF3 | Aug 13, 2018 | S | 525 | $23.82 | D | 66,556 | D | |
| COMMONF4 | Aug 13, 2018 | S | 17,899 | $22.93 | D | 48,657 | D | |
| COMMON | Aug 14, 2018 | M | 12,869 | $7.99 | A | 61,526 | D | |
| COMMON | Aug 14, 2018 | M | 2,187 | $4.01 | A | 63,713 | D | |
| COMMONF5 | Aug 14, 2018 | S | 2,869 | $23.60 | D | 60,844 | D | |
| COMMONF6 | Aug 14, 2018 | S | 12,187 | $24.02 | D | 48,657 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F7 | $4.01 | Aug 10, 2018 | M | 9,389 | D | — | Nov 7, 2018 | COMMON | 9,389 | 20,611 | D |
| Stock Option (Right to Buy)F7 | $4.01 | Aug 13, 2018 | M | 18,424 | D | — | Nov 7, 2018 | COMMON | 18,424 | 2,187 | D |
| Stock Option (Right to Buy)F7 | $7.99 | Aug 14, 2018 | M | 12,869 | D | — | Aug 21, 2019 | COMMON | 12,869 | 12,131 | D |
| Stock Option (Right to Buy)F7 | $4.01 | Aug 14, 2018 | M | 2,187 | D | — | Nov 7, 2018 | COMMON | 2,187 | 0 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.45 to $23.90. The reporting person undertakes to provide to the issuer, any holder of the issuer's stock, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range described above.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.70 to $23.85. The reporting person undertakes to provide to the issuer, any holder of the issuer's stock, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range described above.
- F4The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.55 to $23.45. The reporting person undertakes to provide to the issuer, any holder of the issuer's stock, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range described above.
- F5The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.80 to $23.78. The reporting person undertakes to provide to the issuer, any holder of the issuer's stock, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range described above.
- F6The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.85 to $24.20. The reporting person undertakes to provide to the issuer, any holder of the issuer's stock, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range described above.
- F7This option is exercisable in quarterly installments over a 4 year period.