SEC Form 4 · accession 0001225208-17-013947
PCM, INC. · PCMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul C Heeschen
Director
Period of report
Aug 9, 2017
Accepted (ET)
Aug 11, 2017 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON | Aug 9, 2017 | M | 10,000 | $6.24 | A | 23,225 | D | |
| COMMON | Aug 9, 2017 | M | 10,000 | $5.44 | A | 33,225 | D | |
| COMMON | Aug 9, 2017 | M | 10,000 | $4.22 | A | 43,225 | D | |
| COMMON | Aug 9, 2017 | M | 6,375 | $10.05 | A | 49,600 | D | |
| COMMON | holding | — | — | — | 8,939 | I | By Paul C. Heeschen Rev. Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $10.05 | Aug 9, 2017 | M | 6,375 | D | — | May 20, 2023 | COMMON | 6,375 | 6,375 | D |
| Stock Option (Right to Buy)F1 | $5.44 | Aug 9, 2017 | M | 10,000 | D | — | Jun 25, 2019 | COMMON | 10,000 | 0 | D |
| Stock Option (Right to Buy)F1 | $4.22 | Aug 9, 2017 | M | 10,000 | D | — | Aug 18, 2020 | COMMON | 10,000 | 0 | D |
| Stock Option (Right to Buy)F1 | $6.24 | Aug 9, 2017 | M | 10,000 | D | — | Sep 15, 2021 | COMMON | 10,000 | 0 | D |
Explanation of responses
- F1This option is exercisable in quarterly installments over a two year period.