SEC Form 4 · accession 0001225208-17-001909
PCM, INC. · PCMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank F Khulusi
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Jan 25, 2017
Accepted (ET)
Jan 30, 2017 · 6:01 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON | Jan 25, 2017 | M | 567 | $7.65 | A | 4,010 | D | |
| COMMON | Jan 25, 2017 | S | 567 | $23.00 | D | 3,443 | D | |
| COMMON | holding | — | — | — | 2,552,508 | I | By the Khulusi Family Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $7.65 | Jan 25, 2017 | M | 567 | D | — | May 20, 2020 | COMMON | 567 | 35,583 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2This option is exercisable in quarterly installments over a 5 year period.