SEC Form 4 · accession 0001225208-17-001425
PCM, INC. · PCMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon M Abuyounes
Officer — President, PCM Logistics, LLC
Period of report
Jan 18, 2017
Accepted (ET)
Jan 20, 2017 · 7:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON | Jan 18, 2017 | M | 5,000 | $12.27 | A | 63,327 | D | |
| COMMONF2 | Jan 18, 2017 | S | 5,000 | $22.1424 | D | 58,327 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $12.27 | Jan 18, 2017 | M | 5,000 | D | — | Aug 31, 2017 | COMMON | 5,000 | 5,000 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.85 to $22.35. The reporting person undertakes to provide to the issuer, any holder of the issuer's stock, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range described above.
- F3This option is exercisable in quarterly installments over a 4 year period.