SEC Form 4 · accession 0001225208-17-000813
PCM, INC. · PCMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert I Newton
Officer — EVP, General Counsel
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON | Jan 3, 2017 | M | 20,000 | $12.27 | A | 37,502 | D | |
| COMMON | Jan 3, 2017 | F | 14,786 | $22.05 | D | 22,716 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $12.27 | Jan 3, 2017 | M | 20,000 | D | — | Aug 31, 2017 | COMMON | 20,000 | 0 | D |
Explanation of responses
- F1This option is exercisable in quarterly installments over a 4 year period.