SEC Form 4 · accession 0001225208-16-042526
PCM, INC. · PCMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brandon H LaVerne
Officer — CFO
Period of report
Nov 29, 2016
Accepted (ET)
Dec 1, 2016 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON | Nov 29, 2016 | M | 7,500 | $12.27 | A | 15,564 | D | |
| COMMON | Nov 29, 2016 | M | 3,578 | $8.92 | A | 19,142 | D | |
| COMMON | Nov 29, 2016 | S | 11,078 | $20.50 | D | 8,064 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $8.92 | Nov 29, 2016 | M | 3,578 | D | — | Jul 31, 2018 | COMMON | 3,578 | 17,500 | D |
| Stock Option (Right to Buy)F1 | $12.27 | Nov 29, 2016 | M | 7,500 | D | — | Aug 31, 2017 | COMMON | 7,500 | 7,500 | D |
Explanation of responses
- F1This option is exercisable in quarterly installments over a 4 year period.