SEC Form 4 · accession 0001225208-16-037461
PCM, INC. · PCMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brandon H LaVerne
Officer — CFO
Period of report
Aug 1, 2016
Accepted (ET)
Aug 3, 2016 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON | Aug 1, 2016 | M | 4,815 | $4.01 | A | 12,879 | D | |
| COMMONF1 | Aug 1, 2016 | S | 4,815 | $17.9429 | D | 8,064 | D | |
| COMMON | Aug 2, 2016 | M | 25,185 | $4.01 | A | 33,249 | D | |
| COMMONF2 | Aug 2, 2016 | S | 12,127 | $17.1485 | D | 21,122 | D | |
| COMMONF3 | Aug 2, 2016 | S | 13,058 | $16.4904 | D | 8,064 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $4.01 | Aug 1, 2016 | M | 4,815 | D | — | Nov 7, 2018 | COMMON | 4,815 | 25,185 | D |
| Stock Option (Right to Buy)F4 | $4.01 | Aug 2, 2016 | M | 25,185 | D | — | Nov 7, 2018 | COMMON | 25,185 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.85 to $17.975. The reporting person undertakes to provide to the issuer, any holder of the issuer's stock, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range described above.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.67 to $17.64. The reporting person undertakes to provide to the issuer, any holder of the issuer's stock, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range described above.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.38 to $16.645. The reporting person undertakes to provide to the issuer, any holder of the issuer's stock, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range described above.
- F4This option is exercisable in quarterly installments over a 4 year period.