SEC Form 4 · accession 0001225208-15-018494
PCM, INC. · PCMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon M Abuyounes
Officer — President, PCM Logistics, LLC
Period of report
Sep 15, 2015
Accepted (ET)
Sep 17, 2015 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937941
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Sep 15, 2015 | A | 12,000 | A | — | — | COMMON | 12,000 | 25,800 | D |
| Stock Option (Right to Buy)F3 | $9.53 | Sep 15, 2015 | A | 15,000 | A | — | Sep 15, 2022 | COMMON | 15,000 | 15,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
- F2The restricted stock units vest in five equal installments beginning with the first vesting on May 20, 2016, and then on successive anniversaries of May 20 of each of the following four years.
- F3This option is exercisable in quarterly installments over a 5 year period.