SEC Form 4 · accession 0001225208-15-012721
PCM, INC. · PCMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul C Heeschen
Director
Period of report
May 20, 2015
Accepted (ET)
May 22, 2015 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMONF1 | May 20, 2015 | M | 6,000 | $0.00 | A | 44,225 | D | |
| COMMON | holding | — | — | — | 28,939 | I | By Paul C. Heeschen Rev. Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | May 20, 2015 | A | 6,000 | A | — | — | COMMON | 6,000 | 15,000 | D |
| Restricted Stock UnitF1,F3 | — | May 20, 2015 | M | 6,000 | D | — | — | COMMON | 6,000 | 9,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. This transaction represents the settlement of restricted stock units in shares of the issuer's common stock on their scheduled vesting date.
- F2Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
- F3The restricted stock units vest in two equal annual installments beginning on the first anniversary of the date of grant.