SEC Form 4 · accession 0001225208-15-010257
PCM, INC. · PCMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Simon M Abuyounes
Officer — President, PCM Logistics, LLC
Period of report
Mar 23, 2015
Accepted (ET)
Apr 22, 2015 · 10:47 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON | Mar 23, 2015 | M | 30,000 | $4.70 | A | 54,564 | D | |
| COMMON | Mar 23, 2015 | F | 20,482 | $9.50 | D | 34,082 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $4.70 | Mar 23, 2015 | M | 30,000 | D | — | Mar 23, 2015 | COMMON | 30,000 | 0 | D |
Explanation of responses
- F1The issuer has withheld the number of whole shares necessary to satisfy the exercise price and the minimum statutory tax withholding obligations.
- F2This option is exercisable in quarterly installments over a 4 year period.