SEC Form 4 · accession 0001225208-15-009685
PCM, INC. · PCMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert I Newton
Officer — EVP, General Counsel
Period of report
Apr 2, 2015
Accepted (ET)
Apr 6, 2015 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON | Apr 2, 2015 | M | 50,000 | $4.41 | A | 50,998 | D | |
| COMMON | Apr 2, 2015 | F | 34,487 | $9.74 | D | 16,511 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $4.41 | Apr 2, 2015 | M | 50,000 | D | — | Jun 28, 2015 | COMMON | 50,000 | 0 | D |
Explanation of responses
- F1The issuer has withheld the number of whole shares necessary to satisfy the exercise price and the minimum statutory tax withholding obligations.
- F2This option is exercisable in quarterly installments over a three year period.