SEC Form 4 · accession 0000937556-18-000168
MASIMO CORP · MASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Samuel McClenahan
Officer — EVP & GENERAL COUNSEL
Period of report
Dec 10, 2018
Accepted (ET)
Dec 12, 2018 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 10, 2018 | M | 1,000 | $22.40 | A | 3,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F1 | $22.40 | Dec 10, 2018 | M | 1,000 | D | Jul 31, 2013 | Jul 31, 2022 | Common Stock | 1,000 | 3,000 | D |
Explanation of responses
- F1This option was granted on July 31, 2012 and was exercisable as the option vested. This option vested over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.