SEC Form 4 · accession 0000937556-18-000129
MASIMO CORP · MASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joe E Kiani
Officer — CEO and Chairman of the Board · Director
Period of report
Aug 9, 2018
Accepted (ET)
Aug 13, 2018 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2018 | G | 10,000 | $0.00 | D | 129,241 | D | |
| Common StockF1 | holding | — | — | — | 229,290 | I | By Trust | |
| Common StockF1 | holding | — | — | — | 550,000 | I | By Trust | |
| Common StockF1 | holding | — | — | — | 352,919 | I | By Trust | |
| Common StockF1 | holding | — | — | — | 359,000 | I | By Trust | |
| Common StockF2 | holding | — | — | — | 2,250,291 | I | By Trust | |
| Common StockF3 | holding | — | — | — | 10,373 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 9,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held in four trusts for which Mr. Kiani is not the trustee.
- F2Shares held in one trust for which Mr. Kiani is the sole trustee.
- F3Shares held in Masimo Retirement Savings Plan.
- F4Shares held by an immediate family member for which Mr. Kiani exercises voting and investment control.