SEC Form 4 · accession 0000937556-18-000057
MASIMO CORP · MASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Coleman
Officer — Pres-WW Sales,Pro Svc,Med Affs
Period of report
Mar 29, 2018
Accepted (ET)
Apr 2, 2018 · 9:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 29, 2018 | M | 11,303 | $24.68 | A | 20,504 | D | |
| Common Stock | Mar 29, 2018 | S | 11,303 | $87.50 | D | 9,201 | D | |
| Common Stock | Mar 29, 2018 | M | 6,000 | $21.97 | A | 15,201 | D | |
| Common Stock | Mar 29, 2018 | S | 6,000 | $87.50 | D | 9,201 | D | |
| Common Stock | Mar 29, 2018 | M | 12,000 | $28.03 | A | 21,201 | D | |
| Common Stock | Mar 29, 2018 | S | 12,000 | $87.50 | D | 9,201 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F2 | $24.68 | Mar 29, 2018 | M | 11,303 | D | Aug 17, 2010 | Aug 17, 2019 | Common Stock | 11,303 | 0 | D |
| Non-Qualified Stock Option (Right to Buy)F3 | $21.97 | Mar 29, 2018 | M | 6,000 | D | May 28, 2014 | May 28, 2023 | Common Stock | 6,000 | 6,000 | D |
| Non-Qualified Stock Option (Right to Buy)F4 | $28.03 | Mar 29, 2018 | M | 12,000 | D | Feb 18, 2015 | Feb 18, 2024 | Common Stock | 12,000 | 6,000 | D |
Explanation of responses
- F1The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated March 9, 2018, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
- F2This option was granted on August 17, 2009 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
- F3This option was granted on May 28, 2013 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
- F4This option was granted on February 18, 2014 and is exercisable as the option vests. The option vests over a 5 year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
Remarks
Exhibit 24