SEC Form 4 · accession 0000937556-18-000034
MASIMO CORP · MASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tao Levy
Officer — EVP, BUS DEV
Period of report
Mar 16, 2018
Accepted (ET)
Mar 20, 2018 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937556
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F1,F2 | $86.96 | Mar 16, 2018 | A | 25,000 | A | Jan 3, 2019 | Mar 16, 2028 | Common Stock | 25,000 | 25,000 | D |
| Non-Qualified Stock Option (Right to Buy)F1 | $86.95 | Mar 16, 2018 | A | 10,436 | A | Mar 16, 2019 | Mar 16, 2028 | Common Stock | 10,436 | 10,436 | D |
Explanation of responses
- F1This option was granted on March 16, 2018 and is exercisable as the option vests. The option vests over a 5 year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
- F2Mr. Levy was awarded 25,000 stock options in connection with his offer of employment with Masimo.