SEC Form 4 · accession 0000937556-18-000025
MASIMO CORP · MASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Samuel McClenahan
Officer — EVP & GENERAL COUNSEL
Period of report
Feb 27, 2018
Accepted (ET)
Mar 1, 2018 · 9:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2018 | M | 2,000 | $0.00 | A | 2,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 27, 2018 | A | 10,000 | A | — | — | Common Stock | 10,000 | 10,000 | D |
| Restricted Stock UnitsF1,F2 | — | Feb 27, 2018 | M | 2,000 | D | — | — | Common Stock | 2,000 | 8,000 | D |
Explanation of responses
- F1Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of the Issuer upon vesting of the RSU.
- F2On February 27, 2018, the Reporting Person was granted 10,000 restricted stock units, 20% of which were vested upon grant and 20% of which will vest on the first business day of each fiscal year thereafter.