SEC Form 4 · accession 0000937556-17-000222
MASIMO CORP · MASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yongsam Lee
Officer — EVP & CIO
Period of report
Nov 10, 2017
Accepted (ET)
Nov 14, 2017 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2017 | M | 100 | $27.25 | A | 69,100 | D | |
| Common Stock | Nov 10, 2017 | S | 100 | $89.04 | D | 69,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F2 | $27.25 | Nov 10, 2017 | M | 100 | D | Feb 11, 2011 | Feb 11, 2020 | Common Stock | 100 | 20,924 | D |
Explanation of responses
- F1The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of August 21, 2017, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
- F2This option was granted on February 11,2010 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option besting on each anniversary of the grant date.