SEC Form 4 · accession 0000937556-17-000079
MASIMO CORP · MASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Coleman
Officer — Pres-WW Sales,Pro Svc,Med Affs
Period of report
Apr 25, 2017
Accepted (ET)
Apr 26, 2017 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 25, 2017 | M | 7,500 | $40.20 | A | 14,682 | D | |
| Common Stock | Apr 25, 2017 | S | 7,500 | $100.00 | D | 7,201 | D | |
| Common Stock | Apr 25, 2017 | M | 12,500 | $40.20 | A | 19,701 | D | |
| Common Stock | Apr 25, 2017 | S | 12,500 | $100.00 | D | 7,201 | D | |
| Common Stock | Apr 25, 2017 | M | 15,000 | $40.20 | A | 22,201 | D | |
| Common Stock | Apr 25, 2017 | S | 15,000 | $100.00 | D | 7,201 | D | |
| Common Stock | Apr 25, 2017 | M | 15,000 | $40.20 | A | 22,201 | D | |
| Common Stock | Apr 25, 2017 | S | 15,000 | $100.00 | D | 7,201 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F2 | $40.20 | Apr 25, 2017 | M | 7,500 | D | Aug 11, 2009 | Aug 11, 2018 | Common Stock | 7,500 | 92,500 | D |
| Non-Qualified Stock Option (Right to Buy)F2 | $40.20 | Apr 25, 2017 | M | 12,500 | D | Aug 11, 2009 | Aug 11, 2018 | Common Stock | 12,500 | 80,000 | D |
| Non-Qualified Stock Option (Right to Buy)F2 | $40.20 | Apr 25, 2017 | M | 15,000 | D | Aug 11, 2009 | Aug 11, 2018 | Common Stock | 15,000 | 65,000 | D |
| Non-Qualified Stock Option (Right to Buy)F2 | $40.20 | Apr 25, 2017 | M | 15,000 | D | Aug 11, 2009 | Aug 11, 2018 | Common Stock | 15,000 | 50,000 | D |
Explanation of responses
- F1The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of February 24, 2017, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
- F2This option was granted on August 11, 2008 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary date.