SEC Form 4 · accession 0000937556-17-000059
MASIMO CORP · MASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Van Ramshorst
Officer — Chief Accounting Officer
Period of report
Mar 9, 2017
Accepted (ET)
Mar 10, 2017 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2017 | M | 1,500 | $37.84 | A | 2,500 | D | |
| Common Stock | Mar 9, 2017 | S | 1,500 | $94.1927 | D | 1,000 | D | |
| Common Stock | Mar 9, 2017 | M | 3,000 | $29.90 | A | 4,000 | D | |
| Common Stock | Mar 9, 2017 | S | 3,000 | $94.1997 | D | 1,000 | D | |
| Common Stock | Mar 9, 2017 | M | 1,500 | $29.33 | A | 2,500 | D | |
| Common Stock | Mar 9, 2017 | S | 1,500 | $94.1984 | D | 1,000 | D | |
| Common Stock | Mar 9, 2017 | M | 1,500 | $29.33 | A | 2,500 | D | |
| Common Stock | Mar 9, 2017 | S | 1,500 | $94.1927 | D | 1,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F2 | $37.84 | Mar 9, 2017 | M | 1,500 | D | Feb 28, 2017 | Mar 1, 2026 | Common Stock | 1,500 | 6,000 | D |
| Non-Qualified Stock Option (Right to Buy)F3 | $29.90 | Mar 9, 2017 | M | 3,000 | D | Feb 20, 2016 | Feb 20, 2025 | Common Stock | 3,000 | 9,000 | D |
| Non-Qualified Stock Option (Right to Buy)F4 | $29.33 | Mar 9, 2017 | M | 1,500 | D | Dec 30, 2014 | Dec 30, 2023 | Common Stock | 1,500 | 22,500 | D |
| Non-Qualified Stock Option (Right to Buy)F4 | $29.33 | Mar 9, 2017 | M | 1,500 | D | Dec 30, 2014 | Dec 30, 2023 | Common Stock | 1,500 | 21,000 | D |
Explanation of responses
- F1The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of February 23, 2017, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
- F2This option was granted on February 29, 2016 and is exercisable as the option vests. The option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
- F3This option was granted on February 20, 2015 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
- F4This option was granted on December 30, 2013 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.