SEC Form 4 · accession 0000937556-17-000051
MASIMO CORP · MASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joe E Kiani
Officer — CEO and Chairman of the Board · Director
Period of report
Feb 15, 2017
Accepted (ET)
Feb 17, 2017 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Feb 15, 2017 | S | 204,892 | $80.0315 | D | 574,398 | I | By Trust |
| Common StockF4,F3 | Feb 16, 2017 | S | 95,108 | $80.0704 | D | 479,290 | I | By Trust |
| Common StockF3 | holding | — | — | — | 352,919 | I | By Trust | |
| Common StockF3 | holding | — | — | — | 359,000 | I | By Trust | |
| Common StockF5 | holding | — | — | — | 2,550,291 | I | By Trust | |
| Common StockF6 | holding | — | — | — | 10,373 | I | See Footnote | |
| Common StockF7 | holding | — | — | — | 9,000 | I | See Footnote | |
| Common Stock | holding | — | — | — | 119,241 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of December 16, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
- F2The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $80.00 per share to a high of $80.55 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Shares held in three Trusts for which Mr. Kiani is the sole Trustee.
- F4The price reported in Column 4 represents the weighted average sale price per share. The actual sale prices ranged from a low of $80.00 per share to a high of $80.23 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5Shares held in one trust for which Mr. Kiani is the sole trustee.
- F6Shares held in Masimo Retirement Savings Plan.
- F7Shares held by an immediate family member for which Mr. Kiani exercises voting and investment control.