SEC Form 4 · accession 0000937556-17-000021
MASIMO CORP · MASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Coleman
Officer — Pres-WW Sales,Pro Svc,Med Affs
Period of report
Jan 19, 2017
Accepted (ET)
Jan 23, 2017 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 19, 2017 | M | 100 | $24.68 | A | 7,282 | D | |
| Common Stock | Jan 19, 2017 | S | 100 | $72.50 | D | 7,182 | D | |
| Common Stock | Jan 20, 2017 | M | 100 | $24.68 | A | 7,282 | D | |
| Common Stock | Jan 20, 2017 | S | 100 | $72.50 | D | 7,182 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F2 | $24.68 | Jan 19, 2017 | M | 100 | D | Aug 17, 2010 | Aug 17, 2019 | Common Stock | 100 | 23,203 | D |
| Non-Qualified Stock Option (Right to Buy)F2 | $24.68 | Jan 20, 2017 | M | 100 | D | Aug 17, 2010 | Aug 17, 2019 | Common Stock | 100 | 23,103 | D |
Explanation of responses
- F1The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of December 7, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
- F2This option was granted on August 17, 2009 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary date.