SEC Form 4 · accession 0000937556-17-000004
MASIMO CORP · MASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Coleman
Officer — Pres-WW Sales,Pro Svc,Med Affs
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2017 | M | 6,697 | $24.68 | A | 7,182 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F1 | $24.68 | Jan 3, 2017 | M | 6,697 | D | Aug 17, 2010 | Aug 17, 2019 | Common Stock | 6,697 | 29,303 | D |
Explanation of responses
- F1This option was granted on August 17, 2009 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary date.