SEC Form 4 · accession 0000937556-16-000434
MASIMO CORP · MASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Harkin
Director
Period of report
Dec 16, 2016
Accepted (ET)
Dec 20, 2016 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Dec 16, 2016 | M | 3,385 | $66.55 | A | 3,385 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 16, 2016 | M | 3,385 | D | Dec 16, 2016 | Dec 16, 2025 | Common Stock | 3,385 | 0 | D |
Explanation of responses
- F1Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of the Issuer upon vesting of the RSU.
- F2These RSUs were granted on December 16, 2015 and are exercisable as they vest. These RSUs vest on the one-year anniversary of the date of grant.