SEC Form 4 · accession 0000937556-16-000395
MASIMO CORP · MASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanford Fitch
Director
Period of report
Oct 27, 2016
Accepted (ET)
Oct 31, 2016 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 27, 2016 | M | 45,000 | $12.00 | A | 91,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F1 | $12.00 | Oct 27, 2016 | M | 45,000 | D | Nov 3, 2007 | Nov 1, 2016 | Common Stock | 45,000 | 0 | D |
Explanation of responses
- F1This option was granted on November 3, 2006 and was exercisable as it vested. This option vested over a five-year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.