SEC Form 4 · accession 0000937556-16-000353
MASIMO CORP · MASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon Coleman
Officer — Pres-WW Sales,Pro Svc,Med Affs
Period of report
Sep 6, 2016
Accepted (ET)
Sep 8, 2016 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 6, 2016 | M | 300 | $28.03 | A | 759 | D | |
| Common Stock | Sep 6, 2016 | S | 300 | $60.00 | D | 459 | D | |
| Common Stock | Sep 7, 2016 | M | 5,700 | $28.03 | A | 6,159 | D | |
| Common Stock | Sep 7, 2016 | S | 5,700 | $60.00 | D | 459 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F2 | $28.03 | Sep 6, 2016 | M | 300 | D | Feb 18, 2015 | Feb 18, 2024 | Common Stock | 300 | 23,700 | D |
| Non-Qualified Stock Option (Right to Buy)F2 | $28.03 | Sep 7, 2016 | M | 5,700 | D | Feb 18, 2015 | Feb 18, 2024 | Common Stock | 5,700 | 18,000 | D |
Explanation of responses
- F1The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 10, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
- F2This option was granted on February 18, 2014 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.