SEC Form 4 · accession 0000937556-16-000319
MASIMO CORP · MASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Van Ramshorst
Officer — Chief Accounting Officer
Period of report
Jun 30, 2016
Accepted (ET)
Jul 1, 2016 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 30, 2016 | M | 2,000 | $29.33 | A | 3,000 | D | |
| Common Stock | Jun 30, 2016 | M | 3,000 | $29.90 | A | 6,000 | D | |
| Common Stock | Jun 30, 2016 | S | 5,000 | $52.50 | D | 1,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F2 | $29.33 | Jun 30, 2016 | M | 2,000 | D | Dec 30, 2014 | Dec 30, 2023 | Common Stock | 2,000 | 28,000 | D |
| Non-Qualified Stock Option (Right to Buy)F3 | $29.90 | Jun 30, 2016 | M | 3,000 | D | Feb 20, 2016 | Feb 20, 2025 | Common Stock | 3,000 | 12,000 | D |
Explanation of responses
- F1The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 9, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
- F2This option was granted on December 30, 2013 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
- F3This option was granted on February 6, 2015 and is exercisable as the option vests. The option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.