SEC Form 4 · accession 0000937556-15-000129
MASIMO CORP · MASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark de Raad
Officer — EVP & Chief Financial Officer
Period of report
Aug 5, 2015
Accepted (ET)
Aug 7, 2015 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 5, 2015 | M | 30,000 | $10.67 | A | 32,660 | D | |
| Common Stock | Aug 5, 2015 | S | 30,000 | $42.50 | D | 2,660 | D | |
| Common Stock | Aug 5, 2015 | M | 30,000 | $10.67 | A | 32,660 | D | |
| Common Stock | Aug 5, 2015 | S | 30,000 | $45.00 | D | 2,660 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F2 | $10.67 | Aug 5, 2015 | M | 30,000 | D | — | Jul 16, 2016 | Common Stock | 30,000 | 180,000 | D |
| Non-Qualified Stock Option (Right to Buy)F2 | $10.67 | Aug 5, 2015 | M | 30,000 | D | — | Jul 16, 2016 | Common Stock | 30,000 | 150,000 | D |
Explanation of responses
- F1The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 19, 2015, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
- F2This option was granted on July 16, 2006 and was exercisable as the option vested. This option vested over a five-year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.