SEC Form 4 · accession 0000937556-15-000064
MASIMO CORP · MASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick Fishel
Officer — Pres, WW OEM Bus & Blood Mgmt
Period of report
Apr 6, 2015
Accepted (ET)
Apr 8, 2015 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 6, 2015 | M | 33,940 | $3.33 | A | 85,940 | D | |
| Common Stock | Apr 6, 2015 | F | 13,918 | $33.88 | D | 72,022 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F1 | $3.33 | Apr 6, 2015 | M | 33,940 | D | Apr 14, 2006 | Apr 14, 2015 | Common Stock | 33,940 | 0 | D |
Explanation of responses
- F1This option was granted on April 14, 2005 and was exercisable as it vested. This option vested over a five-year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.