SEC Form 4 · accession 0000937556-15-000028
MASIMO CORP · MASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick Fishel
Officer — Pres, WW OEM Bus & Corp Dev
Period of report
Feb 18, 2015
Accepted (ET)
Feb 19, 2015 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 18, 2015 | M | 10,170 | $3.33 | A | 70,170 | D | |
| Common Stock | Feb 18, 2015 | S | 10,170 | $29.85 | D | 60,000 | D | |
| Common Stock | Feb 18, 2015 | S | 8,000 | $29.85 | D | 52,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F2 | $3.33 | Feb 18, 2015 | M | 10,170 | D | Apr 14, 2006 | Apr 14, 2015 | Common Stock | 10,170 | 46,440 | D |
Explanation of responses
- F1The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of June 13, 2014, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
- F2This option was granted on April 4, 2005 and was exercisable as the option vested. This option vested over a five-year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.