SEC Form 4 · accession 0000937556-15-000002
MASIMO CORP · MASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yongsam Lee
Officer — CIO & EVP
Period of report
Jan 2, 2015
Accepted (ET)
Jan 2, 2015 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2015 | M | 96,000 | $2.75 | A | 165,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Optioin (Right to buy)F1 | $2.75 | Jan 2, 2015 | M | 96,000 | D | Jan 3, 2006 | Jan 3, 2015 | Common Stock | 96,000 | 0 | D |
Explanation of responses
- F1This option was granted on January 3, 2005 and was exercisable as the option vested. This option vested over a five-year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.