SEC Form 4 · accession 0000093751-26-000573
STATE STREET CORP · STT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald P O'Hanley
Officer — Chairman, CEO and President · Director
Period of report
Aug 14, 2026
Accepted (ET)
Aug 18, 2026 · 4:02 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000093751
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 14, 2026 | M | 2,204 | $0.00 | A | 243,163 | D | |
| Common StockF2 | Aug 14, 2026 | D | 2,204 | $183.75 | D | 240,959 | D | |
| Common Stock | Aug 14, 2026 | G | 10,500 | $0.00 | D | 230,459 | D | |
| Common StockF3 | holding | — | — | — | 70,327 | I | By a Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024 Cash Settled Restricted Stock UnitsF1,F4 | — | Aug 14, 2026 | M | 2,204 | D | — | Feb 15, 2027 | Common Stock | 2,204 | 4,408 | D |
Explanation of responses
- F1Each Unit is the equivalent of one share of State Street Corporation common stock.
- F2Pursuant to award granted on February 23, 2024 under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date.
- F3By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- F4Quarterly installment of award granted on February 23, 2024 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2024 and remaining units vesting in nine equal quarterly installments commencing February 15, 2025.