SEC Form 4 · accession 0000093751-19-000367
STATE STREET CORP · STT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald P O'Hanley
Officer — President and CEO · Director
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093751
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2019 | S | 27,500 | $71.82 | D | 60,479 | D | |
| Common StockF2 | Mar 1, 2019 | A | 29,168 | $0.00 | A | 89,647 | D | |
| Common StockF3 | Mar 1, 2019 | A | 60,454 | $0.00 | A | 150,101 | D | |
| Common StockF4 | Mar 1, 2019 | F | 26,842 | $72.80 | D | 123,259 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.60 through $72.44, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F2Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.
- F3Settlement of a performance award granted on February 29, 2016 as part of 2015 compensation.
- F4These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 29, 2016 as part of 2015 compensation.