SEC Form 4 · accession 0000093751-19-000357
STATE STREET CORP · STT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey N Carp
Officer — EVP, CLO and Secretary
Period of report
Mar 1, 2019
Accepted (ET)
Mar 4, 2019 · 5:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093751
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2019 | A | 14,091 | $0.00 | A | 262,737 | D | |
| Common StockF3,F2 | Mar 1, 2019 | A | 2,748 | $0.00 | A | 265,485 | D | |
| Common StockF4,F2 | Mar 1, 2019 | A | 39,923 | $0.00 | A | 305,408 | D | |
| Common StockF5,F2 | Mar 1, 2019 | F | 17,726 | $72.80 | D | 287,682 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.
- F2The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
- F3Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan under the supplemental retirement plan.
- F4Settlement of a performance award granted on February 29, 2016 as part of 2015 compensation.
- F5These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 29, 2016 as part of 2015 compensation.