SEC Form 4 · accession 0000093751-19-000356
STATE STREET CORP · STT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian Appleyard
Officer — EVP, CAO and Global Controller
Period of report
Mar 1, 2019
Accepted (ET)
Mar 4, 2019 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093751
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2019 | A | 8,257 | $0.00 | A | 18,266 | D | |
| Common StockF2 | Mar 1, 2019 | A | 1,840 | $0.00 | A | 20,106 | D | |
| Common StockF3 | Mar 1, 2019 | F | 865 | $72.80 | D | 19,241 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.
- F2Stock award granted pursuant to State Street Corporation 2017 Stock Incentive Plan.
- F3These shares were withheld to satisfy tax withholding obligations in connection with the stock award granted on March 1, 2019 pursuant to State Street Corporation 2017 Stock Incentive Plan.