SEC Form 4 · accession 0000093751-18-000502
STATE STREET CORP · STT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George E Sullivan
Officer — Executive Vice President
Period of report
Nov 15, 2018
Accepted (ET)
Nov 19, 2018 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093751
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 22, 2018 | G | 2,057 | $0.00 | D | 55,179 | D | |
| Common StockF1 | Nov 15, 2018 | F | 1,181 | $71.86 | D | 53,998 | D | |
| Common Stock | Nov 16, 2018 | S | 1,621 | $71.25 | D | 52,377 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
- F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2017.