SEC Form 4 · accession 0000093751-18-000421
STATE STREET CORP · STT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian Appleyard
Officer — EVP, CAO and Global Controller
Period of report
May 31, 2018
Accepted (ET)
Jun 4, 2018 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093751
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 31, 2018 | A | 11,275 | $0.00 | A | 11,275 | D | |
| Common StockF2 | May 31, 2018 | A | 2,364 | $0.00 | A | 13,639 | D | |
| Common StockF3 | May 31, 2018 | F | 1,112 | $96.11 | D | 12,527 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.
- F2Stock Award granted pursuant to State Street Corporation 2017 Stock Incentive Plan.
- F3These shares were withheld to satisfy tax withholding obligations in connection with the stock award granted on May 31, 2018 pursuant to the State Street Corporation 2017 Stock Incentive Plan.