SEC Form 4 · accession 0000093751-18-000334
STATE STREET CORP · STT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew P Kuritzkes
Officer — EVP and Chief Risk Officer
Period of report
Feb 26, 2018
Accepted (ET)
Feb 28, 2018 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093751
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 26, 2018 | A | 9,296 | $0.00 | A | 85,200 | D | |
| Common StockF3,F2 | Feb 26, 2018 | A | 20,765 | $0.00 | A | 105,965 | D | |
| Common StockF4,F2 | Feb 26, 2018 | F | 10,517 | $106.82 | D | 95,448 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.
- F2The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
- F3Settlement of a performance award granted on February 19, 2015 as part of 2014 compensation.
- F4These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 19, 2015 as part of 2014 compensation.