SEC Form 4 · accession 0000093751-17-000409
STATE STREET CORP · STT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph L Hooley
Officer — Chairman and CEO · Director
Period of report
Jun 9, 2017
Accepted (ET)
Jun 27, 2017 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093751
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash - Only RightF2,F1 | — | Jun 9, 2017 | J | 3,659 | D | — | — | Common Stock | 3,659 | 0 | I |
Explanation of responses
- F11-for-1
- F2These rights, which represent the right to receive cash in an amount equal to the value of the underlying securities upon retirement, were held under the deferred compensation plan of a previously affiliated company. On June 9, 2017 these rights were automatically converted under the terms of the plan into interests in another investment option. The number of rights converted reflect shares received due to dividend reinvestment.