SEC Form 4 · accession 0000093751-17-000272
STATE STREET CORP · STT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew P Kuritzkes
Officer — EVP and Chief Risk Officer
Period of report
Feb 15, 2017
Accepted (ET)
Feb 17, 2017 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093751
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 15, 2017 | F | 15,711 | $81.91 | D | 84,750 | D | |
| Common StockF3,F2 | Feb 16, 2017 | S | 4,675 | $80.59 | D | 80,075 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
- F2The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
- F3The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 30, 2015.