SEC Form 4 · accession 0000093751-16-000442
STATE STREET CORP · STT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael F Rogers
Officer — President and COO
Period of report
Feb 15, 2016
Accepted (ET)
Feb 17, 2016 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093751
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 15, 2016 | F | 40,122 | $54.68 | D | 652,768 | D | |
| Common StockF3 | holding | — | — | — | 209,743 | I | By a Trust 1 | |
| Common StockF3 | holding | — | — | — | 200,000 | I | By a Trust 2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
- F2The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
- F3By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.