SEC Form 4 · accession 0000093751-15-000086

STATE STREET CORP · STT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, CLO and Secretary

Period of report

Mar 2, 2015

Accepted (ET)

Mar 4, 2015 · 5:25 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000093751

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Mar 2, 2015	M	59,936	$62.63	A	504,252	D
Common Stock^F4,F2	Mar 2, 2015	S	59,936	$75.10	D	444,316	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F5	$62.63	Mar 2, 2015	M	59,936	D	—	Feb 29, 2016	Common Stock	59,936	0	D

F1The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2013.
F2The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
F3The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2013.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.440 through $75.380, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
F5The option vested in four (4) annual installments commencing March 1, 2007.