SEC Form 4 · accession 0000093751-15-000069
STATE STREET CORP · STT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott F Powers
Officer — EVP; President and CEO of SSGA
Period of report
Feb 19, 2015
Accepted (ET)
Feb 23, 2015 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000093751
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 19, 2015 | A | 24,671 | $0.00 | A | 229,748 | D | |
| Common StockF3,F2 | Feb 19, 2015 | A | 2,614 | $0.00 | A | 232,362 | D | |
| Common StockF4,F2 | Feb 19, 2015 | A | 41,821 | $0.00 | A | 274,183 | D | |
| Common StockF5,F2 | Feb 19, 2015 | F | 5,619 | $76.54 | D | 268,564 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
- F2The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
- F3Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan under supplemental retirement plan.
- F4Settlement of a performance award granted on February 20, 2014 as part of 2013 compensation. Such settlement is in the form of restricted time-vested stock units.
- F5These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 20, 2014 as part of 2013 compensation.