SEC Form 4 · accession 0001209191-17-050845
HYPERDYNAMICS CORP · HDYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Aug 29, 2017
Accepted (ET)
Aug 31, 2017 · 12:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937136
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par valueF1,F2 | Aug 29, 2017 | P$0 | 1,369,864 | — | A | 4,677,450 | I | Through subsidiary |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrants (Right to Buy)F1,F2 | $1.825 | Aug 29, 2017 | P | 1,369,864 | A | Aug 29, 2017 | Aug 29, 2019 | Common Stock | 1,027,398 | 1,369,864 | I |
Explanation of responses
- F1The reported securities are included within 1,369,864 Units purchased by the Reporting Person for $1.46 per Unit. Each Unit consists of one share of the Issuer's Common Stock and a Warrant to purchase three-quarters (3/4) of a share of the Issuer's Common Stock.
- F2The Common Stock and Warrants are held by Pacific Drilling Operations Limited, a wholly-owned subsidiary of Pacific Drilling S.A.