SEC Form 4 · accession 0001200836-16-000070
WASHINGTON FEDERAL INC · WAFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent J Beardall
Officer — President & CBO
Period of report
Jan 7, 2016
Accepted (ET)
Nov 9, 2016 · 6:48 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 7, 2016 | M | 10,000 | $23.75 | A | 186,242 | D | |
| Common Stock | Nov 7, 2016 | M | 20,000 | $24.03 | A | 206,242 | D | |
| Common StockF1 | Nov 7, 2016 | S | 30,000 | $27.775 | D | 176,242 | D | |
| Common Stock | holding | — | — | — | 18,102 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $23.75 | Nov 7, 2016 | M | 10,000 | D | Mar 26, 2007 | Mar 26, 2017 | Common Stock | 10,000 | 0 | D |
| Employee Stock Option (right to buy) | $24.03 | Nov 7, 2016 | M | 20,000 | D | Mar 24, 2008 | Mar 24, 2018 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $27.70 to $27.879. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.