SEC Form 4/A · accession 0001200836-16-000058
WASHINGTON FEDERAL INC · WAFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Brent J Beardall
Officer — President & CBO
Period of report
Nov 6, 2015
Accepted (ET)
Oct 4, 2016 · 8:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2015 | M | 10,000 | $22.91 | A | 173,441 | D | |
| Common StockF1 | Nov 6, 2015 | S | 10,000 | $25.5715 | D | 163,441 | D | |
| Common Stock | holding | — | — | — | 15,834 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $22.91 | Nov 6, 2015 | M | 10,000 | A | Feb 13, 2011 | Feb 13, 2016 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1This Form 4 reports the option exercise and resulting acquisition of 10,000 shares of common stock, the sale of which was previously reported on a Form 4 filed on 11/6/15, the date on which the exercise and sale occurred, hereby amended with this filing.