SEC Form 4 · accession 0001200836-16-000057
WASHINGTON FEDERAL INC · WAFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy M Whitehead
Officer — Chairman & CEO · Director
Period of report
Aug 22, 2016
Accepted (ET)
Aug 23, 2016 · 7:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2015 | G | 1,000 | $0.00 | D | 401,959 | D | |
| Common Stock | Aug 22, 2016 | M | 20,000 | $23.75 | A | 421,959 | D | |
| Common StockF1 | Aug 22, 2016 | D | 20,000 | $25.9653 | D | 401,959 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $23.75 | Aug 22, 2016 | M | 20,000 | A | Mar 26, 2007 | Mar 26, 2017 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $25.96 to $25.98. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.