SEC Form 4 · accession 0001200836-16-000052
WASHINGTON FEDERAL INC · WAFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barbara Smith
Director
Period of report
Feb 26, 2016
Accepted (ET)
Feb 26, 2016 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2016 | S | 625 | $21.5874 | D | 17,475 | D | |
| Common StockF2,F3 | Feb 26, 2016 | P | 625 | $21.5896 | A | 18,100 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $21.5803 to $21.5930. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $21.5894 to $21.5896. The price reported above reflects the weighted-average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3The transactions reported in this filing were effected for the purpose of moving shares from a brokerage account to a retirement account of the reporting person. The number of shares beneficially owned by the reporting person did not change as a result of these transactions.