SEC Form 4/A · accession 0001200836-15-000006
WASHINGTON FEDERAL INC · WAFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Barbara Smith
Director
Period of report
Nov 13, 2014
Accepted (ET)
Jan 23, 2015 · 2:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936528
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 13, 2014 | S | 950 | $21.8878 | D | 12,250 | D | |
| Common StockF2 | Nov 13, 2014 | P | 950 | $21.90 | A | 13,200 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $21.88 to $21.896. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This amendment amends the amount of securities beneficially owned following the reported transactions and correctly combines the holdings as direct. The transactions reported in this filing were effected for the purpose of moving shares from the brokerage account to a retirement account of the reporting person. The number of shares beneficially owned by the reporting person did not change as a result of the transactions.