SEC Form 4 · accession 0001225208-18-015238
LOCKHEED MARTIN CORP · LMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank A St John
Officer — Executive Vice President
Period of report
Nov 2, 2018
Accepted (ET)
Nov 6, 2018 · 6:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936468
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F1 | — | Nov 2, 2018 | I | 176 | D | — | — | Common Stock | 176 | 0 | I |
| Phantom Stock UnitsF1,F3 | — | holding | — | — | — | — | — | Common Stock | 55 | 55 | I |
| Phantom Stock UnitsF1,F4 | — | holding | — | — | — | — | — | Common Stock | 1 | 1 | I |
Explanation of responses
- F1The stock units convert on a 1-for-1 basis.
- F2The Reporting Person effected an intra-plan transfer of funds held in the company stock fund to another investment option under the Lockheed Martin Supplemental Salaried Savings Plan. The transaction was a discretionary transaction exempt under Rule 16b-3(f). The transfer resulted in the Reporting Person's disposition of phantom stock units (including additional acquisitions under the dividend reinvestment plan) at $299.28.
- F3Phantom stock units previously acquired under the Lockheed Martin Deferred Management Incentive Compensation Plan exempt under Section 16(b) which will be settled in cash upon the reporting person's retirement or termination of service. End of period holdings include additional acquisitions under the dividend reinvestment plan.
- F4End of period holdings previously acquired under the Lockheed Martin Nonqualified Capital Accumulation Plan exempt under Section 16(b) which will be settled in cash upon the reporting person's retirement or termination of service.