SEC Form 4 · accession 0001225208-17-000335
LOCKHEED MARTIN CORP · LMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rosalind G Brewer
Director
Period of report
Dec 30, 2016
Accepted (ET)
Jan 4, 2017 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000936468
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F3,F1 | — | Dec 30, 2016 | A | 140 | A | — | — | Common Stock | 140 | 3,358 | I |
| Phantom Stock UnitsF3,F1,F4 | — | holding | — | — | — | — | — | Common Stock | 6,810 | 6,810 | I |
Explanation of responses
- F1The phantom stock units convert on a 1-for-1 basis.
- F2The information pertains to phantom stock units acquired at $249.94 per share through director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service.
- F3End of period holdings include additonal phantom stock units acquired through dividend reinvestment under the Plan.
- F4Phantom stock units previously acquired under the Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service.